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Market Makers

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Market Makers
The following firms are believed to presently make a market in UMB Financial Corporation stock on the NASDAQ
CompanyPhoneAddress
A.G. Edwards, Inc.(314) 955-3000One North Jefferson Avenue
Saint Louis, MO 63103
Citi Order Routing and Execution, LLC(843) 789-211211 eWall Street
Suite 103
Mount Pleasant, SC 29464
B-Trade Services LLC(212) 448-56901633 Broadway
48th Floor
New York, NY 10019
Mint Brokers(646) 346-7090One Seaport Plaza
19th Floor
New York, NY 10038
Citadel Securities LLC(312) 395-2100131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Citigroup Global Markets Holdings Inc.(212) 816-6000388 Greenwich Street
38th Floor
New York, NY 10013
G1 Execution Services, LLC(312) 986-8359175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604
Macquarie USA, LLC(212) 687-1105125 West 55th Street
Fifth Floor
New York, NY 10019
B. Riley FBR, Inc.(310) 966-144411100 Santa Monica Boulevard
Suite 800
Los Angeles, CA 90025
FTN Financial Securities Corp(901) 435-8080845 Crossover Lane
Suite 150
Memphis, TN 38117
FTN Equity Capital Markets Corp.(216) 592-17001301 East Ninth Street
Suite 3232
Cleveland, OH 44114
Goldman Sachs & Co. LLC(212) 902-1000200 West Street
29th Floor
New York, NY 10282
Keefe, Bruyette & Woods, Inc.(212) 887-7777The Equitable Building
787 Seventh Avenue, Fourth Floor
New York, NY 10019
Knight Capital Americas, L.P.(201) 222-9400545 Washington Boulevard
Jersey City, NJ 07310
Lehman Brothers Inc.(646) 348-7100100 Wall Street
17th Floor
New York, NY 10005
Merrill Lynch, Pierce, Fenner & Smith Incorporated(800) 637-7455Bank of America Tower
One Bryant Park
New York, NY 10036
Morgan Stanley & Co. LLC(212) 761-40001585 Broadway Avenue
New York, NY 10036
Pershing LLC(201) 413-2000One Pershing Plaza
Jersey City, NJ 07399
Prudential Equity Group, LLC(212) 778-6053One New York Plaza
15th Floor
New York, NY 10292
Sandler O'Neill & Partners, L.P.(212) 466-78001251 Avenue of the Americas
Sixth Floor
New York, NY 10020
Sterne, Agee & Leach, Inc.(205) 949-3500Two Perimeter Park, South
Suite 100W
Birmingham, AL 35243
Stifel, Nicolaus & Company, Incorporated(314) 342-2000One Financial Plaza
501 North Broadway
Saint Louis, MO 63102
SAL Equity Trading, GP(484) 562-1253401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
UBS Securities LLC(212) 719-20001285 Avenue of the Americas
One Stamford Forum-Second Floor
New York, NY 10019
The information that is on or available through the Investor Relations section of this site is for informational purposes only and speaks only as of the particular date or dates of that information. We do not guarantee the accuracy or completeness of information on or available through the Investor Relations section of this site, and we are not responsible for inaccuracies or omissions in that information or for actions taken in reliance on that information. UMB Financial Corporation does not undertake an obligation, and disclaims any duty, to update any of the information on or available through this site.

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